Frequently Asked Questions:
Who is Gradient Investments LLC?Gradient Investments LLC is a Registered Investment Advisor (RIA) filed with the SEC.
What does Gradient Investments do?
Gradient offers a portfolio management platform to independent investment advisors and their clients. We design, manage and monitor diversified investment portfolios using ETFs, mutual funds, stocks, and options (Covered Calls). There are multiple portfolios geared toward different client risk and return profiles. Managing your investments is our full time job. Learn more about our Portfolios.
Where are my assets held?
Gradient utilizes several custodial broker/dealers and DOES NOT custody client assets.
How is Gradient Investments paid?
Gradient Investments is paid on a fee basis and does not receive commissions. Our fee structure is identified in section F of the ADV part II.
How are the portfolios designed?
Gradient Investments’ disciplined investment approach is shaped by a long-term investment focus, thorough due diligence, and a belief that broad diversification across and within asset classes is essential for long-term success. All portfolios are designed and managed by our Chief Investment Officer, Wayne Schmidt, CFA MBA. Meet our CIO.
If I have questions about the portfolios or my current investments, can I call and speak to someone at Gradient Investments?
Absolutely, we are always here as a resource to you and our portfolio managers are available to answer your investment questions. Please call us at 888-824-3525, we look forward to speaking with you!
